Biological diagnosis of Alzheimer’s disease and the issue of stigma
Starting from the early years of the 21st century a shift occurred in the conceptualization of Alzheimer’s disease (AD). Thanks to advances in the biomolecular field, new criteria of diagnosis and a new lexicon such as “preclinical AD”, “prodromal AD”, “at risk for AD” have been introduced. The disease has been reconceptualized as a slow and progressive pathological process beginning decades before clinical symptoms of dementia occurrence. Today, due to biomarkers detected in cerebrospinal fluid and on neuroimaging, there is the opportunity of a preclinical diagnosis of dementia in asymptomatic or minimally symptomatic individuals. The key characteristic of biomarkers is that they appear to reflect earlier brain changes eventually leading to clinical dementia. Originally reserved for research purposes, biological diagnosis and new lexicon seem to be now progressively included in clinical practice. If this trend is in line with the most advanced scientific achievements, on the other hand it raises some ethical concerns, mainly linked to stigma and discrimination expected toward people with a diagnosis of pre-dementia and their family caregivers. It is good to keep in mind that there is no currently certainty that asymptomatic will become symptomatic individuals and consequently further studies are needed. The purpose of this article is to offer a historical overview and ethical discussion about the conceptual changes in Alzheimer’s disease, from Alois Alzheimer to current era.
The in vivo diagnosis as possible or probable Alzheimer’s disease (AD) is generally made when clinical symptoms of dementia are fully manifest, in according with an advanced degenerative process of brain neurons 1. Currently there is a growing interest of researchers to anchor in vivo AD diagnosis on biomarkers (ß amyloid and tau-protein) detected in cerebrospinal fluid and on neuroimaging 2-8. In parallel, there is a strong movement to extend their use to medical practice because they can allow a diagnosis even before symptoms appear, thus solving the current problem of late diagnosis 9.
From an ethical perspective a preclinical or prodromal diagnosis raises some concern, primarily about stigmatization of people suffering of dementia, family and caregivers 10-15. Ethical debate has a theoretical background arising from the tension between two of the four principles proposed by bioethicists Beauchamp and Childress and considered by many as standard theoretical framework from which to analyze ethical situations in medicine: specifically, the principle of non-maleficence (primum non nocere) and of beneficence. In the case of AD patients, it can be translated into providing effective treatment as soon as possible 16. These principles seem all the more binding in the case of a diagnosis of early AD in asymptomatic or minimally symptomatic individuals. One question is if a status of positivity of biomarkers but in absence of clinical symptoms can be considered as disease, or rather as a condition of risk for disease 13. The question is relevant because it concerns the fundamental distinction between therapy and prevention: the first is for a person with disease, the second for a person without disease. A predictive diagnosis of dementia could create a group of people waiting to become patients, with an adverse psychological impact and promote their exposition to social stigma and discrimination as it often happens for people with dementia (PWD) 15. In addition, to this long “waiting time “ to became patients, there is no certainty that they will become so. A second reason for debate is that no current effective therapies or cure are available, and this lack raises doubts about the categorization of people as having an early phase of AD dementia. It is possible that the current scarcely effective and very expensive therapies for symptomatic forms, if extended to the treatment of asymptomatic forms, would increase health expenses with the same limited impact on the presumed neuropathological process 15. Finally, it should be considered that AD and mixed dementias occur in the elderly population, and this age group includes different clinical phenotypes 17. The general public incorrectly perceives old age as a synonym of frailty, disability and dependence by others giving it a social negative connotation, so uniformly exercising an age-related stigmatization and discrimination. A point is that the association between old age, dementia and the stigma, prejudice, discrimination is more complex and articulated when considered in relation to clinical phenotype.
The authors of this paper, focus their attention on AD stigma as addressed by relevant theoretical and empirical studies. A preferential look is at the current possibility of categorizing, using biomarkers, an asymptomatic (or minimally symptomatic) person as an individual “at risk of AD “ and consequently anticipate stigma and its negative effects.
STIGMA CONCEPT APPLIED TO ALZHEIMER’S DISEASE
Stigma is a vibrant argument in current research in sociology and medical disability studies. According to the definition of Erwing Goffman, it is as a situation or state of being of an individual perceived as a deviation from the norm, deeply discrediting him or her within the social context 18. It is a complex concept that may occur at the individual, interpersonal, family and institutional level.
Although most research on stigma has focused on gender and racial/ethnic minority, evidence reveals that stigmatization often occurs in health domain, within which the phenomenon can be defined as a process that through artificial construction of stereotypes, prejudice and discrimination affects individual or groups having different illnesses or disorders, such as AIDS, sexuality, psychiatric illness, alcoholism, and dementia 19-29. The public stigmatization process causes significative adverse effects on quality of life and health of the patient, for example removing him from utilization of health and social
services and excluding him from participation in everyday life. Negative persistent stereotypes around PWD include “they’re away with the fairies” or “empty shell”, myths invented by general public to justify ethically unjustifiable discriminatory attitudes 10.
Stigma applied to AD represents an important area for research, however it is underinvested currently and some scholars strongly emphasize the need to remedy with further studies 10,19. Although, to date direct comparisons with other stigmatizing conditions are relatively rare there is evidence that the stigma towards PWD, unlike other disorders, shows higher levels of immutability and persistence, and is associated to less propensity by public to help the victim and family, also with voluntary donations, as for AIDS and cancer (see Weiner et al. 53, cited by Rosin et al.) 10. A main feature is that both prejudice and discriminatory behaviors, mostly due to ignorance and misinformation 23,29 can be enacted by general public or health care professionals (HCPs) – so called public stigma and professional stigma, respectively – against both PWD and people close to them, as family members – so called courtesy stigma or family stigma. PWD and their family caregivers generally react with negative beliefs, emotions and behaviors towards themselves, mostly loss of self-esteem, anger, depression, blame, fear and isolation from the social context 19. In the contest of dementia, perhaps even more than in other contexts, public and self-stigma are inserted in a vicious circuit of mutual maintenance and strengthening 24.
A MATTER OF CONFUSION
An explanation for the AD stigmatization may be that dementia in the public perception is perceived as a psychiatric illness, rather than as a cognitive impairment that may or may not be accompanied throughout life by psycho-behavioral symptoms, as hallucinations, delusions and psychomotor agitation. The difference between the two mental conditions is clearly proven by current diagnostic criteria for dementia requiring the exclusion of neuropsychiatric disorders. Unfortunately, in the general population exists a persistent misperception due in part to a “problem of knowledge” (sensu Thornicroft) 23,29 about the essence of AD and its difference with psychiatric disorders. Assimilation of the two clinical entities is compounded by the misuse of the term to indicate a person with dementia as a ‘crazy’ individual. There is evidence that social stigma of mental psychiatric illness in occidental countries continues to be widespread among adults and children 24, and traditionally the diagnosis of psychiatric illness is accompanied by a strongly negative label by both the general public and HCPs 30-36. Psychiatric patients are seen as dangerous people and/or destroyers of social norms due both the inability to conform to rules and social stimuli but also to a “lack of will” of which patients are at least partly considered responsible 25. Media considerably contribute to stigmatization of persons with psychiatric illnesses. Film and print often describe typologies of people with mental illness as homicidal maniacs who need to be feared or as people having abnormal or immature perceptions of the world 25.
To prove the existence of the confusion between the two mental conditions and negative effects on PWD are the findings of a survey of 627 adults in U.S. demonstrating that over a third of the interviewed participants believed very strongly that Alzheimer’s disease was a mental psychiatric illness. Those who believed more strongly that Alzheimer’s disease was a mental psychiatric illness rated symptoms more severely (i.e., were more stigmatizing in their perception of symptoms) than those who did not strongly believe it was a mental psychiatric illness (see Table I, at progressive number of author ).
The confusion between psychiatric individuals and those with dementia is not without risk being able to frustrate the efforts made for targeted anti-stigma strategies.
In Table I are listed the data and main findings of nine of fifteen empirical studies published from 2010 to 2019 in different countries (over 77,000 participants, including PWD, HCPs, careers and general public) having the aim to identify individual experiences, search stigmatizing attitudes in subgroups, detect public and health professional discriminatory behaviors, highlight emotional reactions and explore the barriers to help-seeking for symptoms of dementia 36-50. By examining the results, it is possible to obtain a general picture of the dimension and epidemiological characteristics of the phenomenon, in particular:
- the majority of PWD and caregivers think that stigmatization is an ongoing process in the country in which they live and many of them primarily fear discrimination 36. Both subgroups frequently perceive high levels in social rejection, internalized shame, and social isolation 45;
- almost all PWD feel embarrassed as a result of their dementia and many caregivers found themselves in embarrassing situations 50;
- in the general public exists a fear of developing this disease at a certain point of life and consequently of being marginalized in social context 49; the fear of labeling and discrimination are rooted in the population 38;
- a relevant part of the general public is inclined to prejudice, stereotypes and discrimination toward PWD and family caregivers 62. Stigmatization attitudes also occur in HCPs 38,39;
- in general population, stigma toward PWD differs among subpopulations for age and gender, and there is a widespread opinion that dementia is a psychiatric disease 48;
- people expected a person with AD would be discriminated against by employers, excluded from medical decision-making, and have his/her health insurance limited due to documentation in the medical record, a brain imaging result, or a genetic test result 47;
- stigma is a major obstacle preventing general practitioners (GPs) from being more proactive in dementia 40.
EMERGING AREAS OF AD RESEARCH AND THEIR CONNECTION WITH STIGMA
With the third millennium new areas in the AD research field with a direct implication about stigma toward individual and caregivers have emerged. One area refers to the persistent lack of disease modifying treatment as a relevant trigger factor of stigmatization and other ethical concerns. Another key area refers to the biomarker-based diagnosis of preclinical AD as a cause of anticipating stigmatization 10-15. This last area includes a number of ethical challenges principally related to communication, in a double context (clinical research and practice) of the “risk” of future dementia. In addition, heterogeneity of clinical phenotype of elderly population makes more complex, articulated and delicate the communicative approach of clinician. From the above, emerges the necessity of established multi-level guidelines to communicate the diagnosis of preclinical AD (Fig. 1, box n. 2).
PERSISTENT LACK OF DISEASE MODIFYING-TREATMENT
Lack of disease modifying-treatment (DMT) is associated with two main ethical aspects: the first concerns the cost-benefit ratio of the current use of symptomatic drugs (as the cholinesterase inhibitor drugs and the N-methyl-D-aspartate receptor antagonist memantine), the second being the stigma.
Current drugs have been criticized for providing insufficient benefit to justify their costs 15. However, the issue is problematic because there are discrepancies in the results of cost-of-illness studies on AD 51. Consequently, the ethical dilemma does not find, at present, an agreed solution. On the other hand current therapies are unable to act on the pathological substrate of the disease, whereas dementia continue to impose high societal economic burdens, due to its impact on health and social care services, families, and Governments that have the task of improving the lives of people with dementia and their caregivers.
Persistent lack of DMT or cure for AD is associated to stigma because it influences the perception by the general public, amplified by the media, that AD is a terminal illness and diagnosis of AD is equivalent to a death sentence 10. The social constructions of the stereotype of “living dead” contributes to diminish the social value of the person, and the tendency to avoid him/her increases 52,53. As already pointed out in this article, the stigma of dementia was connected to relatively lower intent in offering help and a higher level of stability over time compared to other stigmatizing conditions such as AIDS and cancer 53.
To date, in parallel to the reconceptualization of AD as a biological entity, the problem of the current lack of effective drugs has taken on an even more critical connotation when considered in relation with an early diagnosis in asymptomatic or minimally symptomatic persons (see the paragraph: “The biological diagnosis of AD, sub-paragraph: “Disclosure of the diagnosis of AD to asymptomatic or minimally symptomatic person” – “Effects at social level, including health care expenses”).
Conceptualization of AD has a history marked by the shift from an in vivo diagnosis based on clinical criteria to a diagnosis based on biological criteria and the possibility with the latter to diagnose very early stages of dementia, before it becomes symptomatic. This shift is not ethically neutral as it directly affects people’s quality of life and health, for example by anticipating the stigma towards PWD and their families.
Below is a brief description of the two periods according to the ethical debate; the first period refers to the original conceptualization of AD, the second refers to the new conceptualization:
- First period. Until 2005, the ethical debate was focused on clinical AD diagnosis as formulated by group of scholars of the NINCDS-ADRDA (1984)1. In particular it concerned the following points 15: (1) the disclosure of the diagnosis of dementia and related consequences in terms of stigma and discrimination; (2) the cost/benefit of current symptomatic drugs in relation to different problems, as (a) the opportunity (or not) to extend their prescription to all stages of disease; (b) the low efficacy on cognitive symptoms in the severe stage of dementia, and clinical criteria to stop them, (c) the lack of efficacy on the progression or regression of the underlying neurodegenerative process; (3) the competence of patients to consent to research and therapy in clinical practice; (4) end-life care; (5) the involvement of the family and caregivers in the decision-making process; (6) the use of placebo in randomized clinical trial. Point 1 is a key argument where different positions collide: those in favor, those against and those emphasizing a decision based on an individualized approach. Those in favor of diagnostic disclosure appeal to moral and legal right of patients to receive a specific diagnosis. In fact, the informed patient can make decisions on therapy, diagnostic procedures, dispose of his own affairs, formulated advance directives, designate a legal representative if necessary. On the other hand, others, express serious concerns due to the fact that the clinical diagnosis is not of certainty and the prognosis is imperfect. They underline that diagnosis concerns patients in different stages of disease and different cognitive impairment who inevitably suffer a more or less serious loss of decision-making capacity and, ultimately, of competence 15. Therefore, it can be argued that currently disclosing the diagnosis of AD to a patient remains controversial also considering that there is significant self- and public stigma associated with this diagnosis. It should also be considered that dementia is a disease with a high degree of emotional, psychic and physical involvement of the family and caregivers of the patients. People closest to the AD patients may experience on themselves the same negative consequences of the stigma and discrimination that affects the family member they care for 10;
- Current era. More recently a new area of ethical interest has opened up in parallel with the shift from a in vivo diagnosis of AD based on clinical criteria to a diagnosis based on biomarkers 10-15. Today a biological diagnosis of preclinical dementia can be made according to formulated parameters for research purpose, by of the working groups NIA-AA (2011) and IWG-AD (2007) 2,7. Both these diagnostic models express a new conceptualization and lexicon of AD (as illustrated in Table II), finding its justification in the hypothesis of the amyloid cascade’ 54 that indicates an inevitable progression towards the direction of full decline. On the other hand, this dramatic evolution is all to be verified and hypothesis of amyloid cascade not unanimously accepted among scholars. In fact, post-mortem analysis has revealed that elderly individuals can possess extensive amyloid pathology without dementia or MCI and in vivo brain imaging analysis showed amyloid pathology in about to 40% of elderly people with normal cognitive functions 55,56.
A diagnosis of AD in asymptomatic or minimally symptomatic individual in absence of a predictive certainty brings up a series of ethical problems concerning the communication, the treatment, the competence of patient and advanced care directives, the involvement of family and caregivers 10,13,15.
Disclosure of the AD diagnosis to asymptomatic or minimally symptomatic person
From an ethical perspective, there is a salient difference between the disclosure of a diagnosis of AD in a symptomatic person and the disclosure of “a risk” of a hypothetical future dementia in an asymptomatic or minimally symptomatic person with full insight 15. The question, when translated from research field to the clinical practice, is whether a physician in contact with a fully competent person with diagnosis of preclinical dementia or MCI or “at risk” of dementia, should adhere to a code that prescribes that diagnosis must always, and in any case, be disclosed to the person or rather adopt a strategy and guidelines considering the individual, family and social risks linked to communicating that diagnosis. The dilemma is due to the fact that term or expression adopted to communicate a diagnosis that directly or indirectly refers to a status of AD dementia is not indifferent because it can have remarkable effects on two level 13. Such effects can be:
- Effects at individual level. Disclosing to a person a diagnosis of AD, even if it is “mitigated” by the expression “pre-clinical-AD” or “MCI due to AD” or “at risk of AD” can cause psychological and emotional reactions in the same way as for a clinical diagnosis of AD, including fear, anxiety, depression, mental distress, loss of self-esteem and self-stigmatization, catastrophic thinking, suicidal ideation, somatic problems. It is known that people with a diagnosis of AD, their families and caregivers experience both embarrassment and shame, being exposed to public stigma, prejudice and discrimination 13. Thus, the new lexicon that preludes a hypothetical future AD dementia seems to be a starting point for stigma. Public and self-stigma and its effects could be inserted in a vicious circuit of mutual maintenance and strengthening. In this circuit there are, to our understanding, two critical areas of ethical interest: the first is the area of the anticipation of stigma, the second of self-stigma based on a (mis)perception of a future dementia. Disclosing a risk status might not carry burden on the ethical principles of Beauchamp and Childress (preserving autonomy, beneficence and non-maleficence) 16, but is also very likely that after disclosing a risk assessment, the status of the person changes: it becomes a “patient-in-waiting”. Consequently, risk information might generate unnecessary psychological burden 13. Nonetheless, there are nuances within new AD lexicon that require attention: explaining to a patient that he is at risk of developing AD dementia is different from telling he has preclinical or asymptomatic AD dementia. Likewise, clarifying he has early dementia is different from explaining that the biomarkers indicate a risk of dementia within 10-15 years. Anyhow, the communication of a pre-conditions for AD, as mentioned above, can lead to a deleterious state of stress and uncertainty for the future. New patients are created waiting for a clinical progression that may not occur or occur a decade later or more. Labeling a person as having early AD or at risk of AD can easily sentence him /her to “social death”, and indirectly cause negative impact on family and caregivers 57. The great complexity of the problem about diagnostic communication is linked to the fact that people have a right to known their risk, if they want to prepare for their future necessities in terms of finance and care, settling family matters, getting support and psychological preparation 13; Effects at social level: the health care expenditure. A major consequence of dementia at social level is of economic type. AD is one of the most expensive diseases in old age, burdened by direct medical costs (nursing home care, medications, physician visits, hospitalizations) and non-medical care costs (home health aides, respite care, adult daycare). In addition, indirect costs due to loss of resources due to the illness (patient and caregiver’s loss of productivity) associated to intangible costs related to pain and suffering endured by patients and families, and those related to deterioration of patient and caregiver quality of life. In the light of the biological conceptualization of AD and the communication of diagnosis are expected social effects deriving from the large proportion of the elderly population that could be categorized as “at risk” or who have early dementia. Screening tests based on biomarkers could promote a growth in current poorly effective medicalization (see paragraph “Persistent lack of disease modifying-treatment”) in an elderly population that already takes many drugs for comorbidities with an increase both of iatrogenic risk and costs for health care. The number of old adults waiting to become patients could become huge and this could reinforce public stigma, prejudice and discrimination 13. The waiting patients would be perceived by lay public as old people on the way to severe dementia who dramatically increase health care costs (medical visits, monitoring with laboratory and instrumental checks, domestic help). Some scholars have estimated that future effective drug-modifying treatment administered in MCI due to AD may be potentially cost-effective given assumed treatment effects and costs, but cost savings are unlikely 58. This means that a future effective DMT of preclinical dementia cases may not even lead to significant cost savings for dementia care.
Predictive diagnosis, aging and clinical phenotypes
People express predominantly negative attitudes and beliefs toward older adults, especially in comparison to their attitudes toward younger people 59. In other words, there is an age-related stigma and this is above all associated with a misperception of aging.
Whereas general public incorrectly perceives old age as a synonym of frailty and disability, there is evidence that the category of older adults is not a homogeneous clinical group of persons. Although the popular tendency to homogenize the elderly seems less pronounced today, it remains a relevant problem. A cognitive defect of varying severity until overt dementia can occur both in an otherwise healthy and active person, and in a person with comorbidities and varying degrees of physical disability and loss of autonomy due to a range of co-existing chronic pathologies (such as cardiovascular disease, respiratory disease and metabolic disease).
The clinical heterogeneity of the elderly adds problems to the communication of the diagnosis of dementia and it is very likely that there are implications also for the communication of a predictive diagnosis. Stigma, prejudice and discrimination towards individuals with marks of cognitive decline due to AD or “at risk” can favor individual emotions and reactions at least partly dependent on the clinical phenotype. As an example, a predictive diagnosis of AD could accentuate or trigger anxiety, psychological depression and catastrophic thinking in individuals already suffering from other diseases or in unstable psychophysical balance 59. The emotional reactions and the withdrawal from social life in turn can reinforce prejudice and social discrimination.
Guidelines to communicate the diagnosis of preclinical AD
Current international guidelines and recommendations for physicians advise against the use of biomarkers/predictive test of AD dementia in asymptomatic or minimally symptomatic individuals (Tab. III) 61-66. However, some scholars underline the need to develop empirically based guidelines that address the ethical and social strategies for risk communication of dementia prediction by genetic tests and biomarkers, because the guidelines do not address the new developments sufficiently 60. Guidelines on risk disclosure should be developed by involving various stakeholders and should be informed by socio-empirical studies involving general public needs and opinions regarding risk communication. Figure 1 schematically shows the ethical issues associated with biological diagnosis and the possible responses to the challenge posed by a preclinical/predictive diagnosis of dementia.
DISCUSSION AND CONCLUSIONS
The possibility of a diagnosis of AD via biomarkers represents an important step for research in preventive strategies and future DMT 67. However, we have seen that ethical concerns exist about the probability of stigma and discrimination due to cases of anticipation of the diagnosis of dementia in the current absence of a certainty of evolution towards full-blown dementia 10-15.
A central point of interest is that, to date, attempts to mitigate the stigma toward PWD has been made formulating international anti-stigma multilevel recommendations 24,36,61-66,68, but the recent (bio)scientific developments open the way to new areas for future research about stigma associated with all stages of disease, including earlier stages. The biological extension of the diagnostic spectrum involves anti-stigma strategies originally tailored for cases of clinical (symptomatic) dementia and the emergence of new diagnostic categories presents an ethical challenge. According to more recent literature, four key areas for possible anti-stigma interventions can be identified 10-15.
First area, consists in the fight against negative stereotypes of AD due to persistent lack of DMT and preventive treatments, for example the stereotype that PWD are “unable to contribute to society” 49. Rosin et al. (2020) 10, suggest a strategy of “contact-based approach”, via a virtual (video) platform or face-to- face, that has proven to be effective in countering the stigma against mental illness 69. This approach seems to be more effective than educational intervention (against self and public stigma) alone. It is likely that in vivo contact-based approaches that could reduce AD stigma among community members could be promoted via special programs (programs of arts participation, such as “Alzheimer’s Poetry Project”, “Meet Me at MoMA” and others) which use AD specific knowledge to allow AD patients, caregivers, and members of the community to interact in creative ways 70,71. Another strategy, is based on “person centered care”, focused on individual and interpersonal relationship 72. Thanks to this strategy, it is possible to include people with cognitive impairment in the decision-making process about their health and care, helping to improve them. By applying this methodology to all stages of the disease, it is possible to continuously reduce the stigma and increase the individual perception of autonomy 10.
Second area concerns the necessity to continue the assessment of effects potentially resulting from earlier detection of conditions for AD, such as MCI or at risk of AD. As shown in literature and illustrated in studies cited in this article, it has been observed that there is public stigma associated with the risk of psychiatric mental conditions (as psychosis) and this finding suggests that stigma may also apply to risk conditions for cognitive mental illness (as dementia) 73. However, since it is easy to understand that this is a problem of correct information for the general public, it is very likely that it can be solved with an educational intervention that explains to the community that the state of risk does not mean that the person at risk will develop full-blown dementia.
Third area concerns the assessment of impact on health behaviors following disclosure of a risk for AD development. The communication could stimulate the individual to adopt healthy behaviors (physical activity, diet, not smoking etc.) in order not to aggravate the course. In an analysis as part of the Risk Evaluation and Education for Alzheimer’s disease (REVEAL) study, authors found that people who learn they are at high genetic risk for AD (APOE ε4+) are motivated to engage in behaviors to reduce risk, even if the effectiveness of activities is uncertain 74. This finding demonstrates the importance of educating individuals about behavioral factors protecting against dementia or increasing the risk of development and/or progression of disease. Further studies are needed to understand if the patient’s education and eventually consequent adherence to changing incorrect behaviors and lifestyles is able to reduce the stigmatizing potential of diagnostic communication of risk of AD or early AD.
Fourth area concerns the interaction between AD stigma with marginalized minority populations.
In many countries, ethnic and racial minorities are underrepresented in AD research including early AD testing. The lack of participation is at least in part due to cultural factors, as the belief that dementia is a normal effect of aging 10. This belief may explain the refusal to undergo diagnostic evaluation 75.
In conclusion, we can underline that the shift towards a biological diagnosis of AD involves relevant multi-level challenges against stigma 76. Consequently, further studies are need.
Conflict of interest
The Authors declare no conflict of interest.
All the authors contributed in the development of this manuscript.
Figures and tables
|Author, year [progressive number]||Aim of study||Design study/methodology||Country of study/sample size||Subgroup(s)||Manifestations of stigma/ associated factors or effects||Main findings|
| Batsch, Mittelman, ADI, World Alzheimer’s Report 2012 36||To record individual experiences of stigma by PWD and family carers from a global sample||On-line survey||54 countries in the world | N = 2,500 individuals||PWD/ Family or informal carers||• Perceived stigma||Over 75% of participants say there are negative associations (i.e. stigma) about PWD and the country their live in. The most common negative association was the feeling of being marginalized by others (28%)|
| ADI-World Alzheimer Report-London School of Economics and Political Science 2019 49||To understand findings according to three areas contributing to stigma: (1) knowledge (problems of ignorance/misinformation); (2) attitudes (problems of prejudice) and (3) behavior (problems of discrimination)||Survey||155 countries in the world | N = 60,889 individuals||PWD/ Caregivers/Lay public/HCPs||• Ignorance and misinformation||About 80% of the public are concerned about developing dementia at some point; 35% of carers across the world said that they have hidden the diagnosis of dementia of a family member; over 50% of carers globally say their health has suffered as a result of their caring responsibilities even whilst expressing positive sentiments about their role; ~ 62% of HCPs worldwide think that dementia is part of normal aging; 40% of the general public think doctors and nurses ignore PWD|
|• Discrimination (social exclusion)|
| Blay, Peluso, 2010 37||To investigate stigma related AD and variables correlated with this outcome||Cross-sectional study||Brazil | N = 500 adults, aged 18-65 years||Individuals living in community||• Stereotype||41.6% of participants express stereotypes, 43.4% prejudice, 35,5% discrimination towards PWD|
| Herrmann, et al, 2017 38||One the purposes is to examine stigmatizing attitudes in various subgroups||Review of studies with qualitative and/or quantitative methodology||US and Europe (N =51 studies) | N = over 9,700 participants||PWD/ HCPs/GPs/Lay public/Family and caregivers||• Stigmatizing attitudes||70% reports were from developed countries;stigmatization attitudes occur both HC workers and in the lay public; some primary care clinicians or GPs have stigmatizing attitudes; stigma burden is higher among some minority groups in US|
| Piver et al., 2013 39||To describe perceived stigma against AD in a French population||Stigma questionnaire, cross-sectional stigma assessment||France | N = 517 adults, aged 25-75 years||Workers in health and social fields/ High school and college students/ Retired people||• Stereotype||Interest in AD was: professional, 48%; related to family, 41%; personal, 11%. Workers in health fields expressed the highest levels of stigma. Low stigma was most in older people. Perceived stigma is more prevalent in professional health field than the general public; the main dimensions of stigma were shame and loss of self-esteem.|
| Phillipson et al., 2014 42||To examine sociodemographic factors associated with attitudes regarding dementia||Cross-sectional, on-line survey||Australia | N = 616 individuals,aged 45-60 years||Lay public||• Attitudes||Four attitudinal factors were identified. Three were associated with negative attitudes (Personal Avoidance, Fear of Labelling and Fear of Discrimination) and one with more positive attitudes. Demographic factors (age, sex, education) were significantly associated with some attitudinal factors|
| Alzheimer Australia, 2017 50||To investigate beliefs and attitudes about dementia, Alzheimer’s Australia developed an online survey to examine stigma experienced by PWD and carers, as well as the general public’s attitudes towards PWD.||On line survey; with use of scale (Stigma Impact Scale and Dementia Attitudes Scale)||Australia | N = 1,457 individuals (n = 44 PWD; N = 751 carers; N= 662 general public)||PWD/Carers/General public||• Perceived stigma||94% of PWD have encountered embarrassing as a result of their dementia; 60% of carers have found themselves in embarrassing situations, and almost 50% of the general public felt frustrated because they were unsure of how to help people with dementia|
| Stites, Rubright, Karlawish, 2018 47||To understand the composition of beliefs, attitudes, and expectations about AD dementia held by the general public||Survey of random sample of the general population||US | N = 317 individuals, median age 49 years||General population||• Beliefs, attitudes and expectations about AD||People expected a person with AD would be discriminated against by employers, excluded from medical decision-making, and have his health insurance limited due to documentation in the medical record, a brain imaging result, or a genetic test result|
| Stites, Johnson, Harkins et al., 2018 48||To investigate how stigmatizing attributions of AD differ among identifiable subgroups of adults in the population||Self-reported stigmatizing attributions of AD in a random sample of adults in the general public||US | N = 627 adults||General population||• Specific stigmatizing beliefs, attitudes, and behaviors associated with AD||Analyses from a random sample of 627 adults in the U.S. general population showed that stigma differed among subpopulations, particularly those described by age, gender, and the belief that AD is a mental illness*. (* 35% of respondents believed very strongly that Alzheimer’s disease was a mental illness, and those who believed more strongly that Alzheimer’s disease was a mental illness rated symptoms more severely than those with weaker beliefs)|
|AD: Alzheimer’s disease; HCPs: health care professionals; GPs: general practitioners; PWD: people living with dementia|
|Cognitive profile||NIA-AA in vivo diagnosis (Biomarkers +)||IWG-AD in vivo diagnosis(Biomarkers +)|
|No cognitive impairment||Preclinical AD, stage 1 and 2||Asymptomatic at risk of AD|
|Subtle cognitive impairment||Preclinical AD, stage 3||-|
|MCI||MCI due to AD||Prodromal AD|
|Dementia||Probable AD dementia||AD dementia|
|Biomarkers detected using CSF analysis, magnetic resonance imaging (MRI) scanning and positron emission tomography (PET) scanning.|
|Both the framework considers individuals with MCI and abnormal biomarkers having AD (“MCI due to AD” for NIA-AA criteria, and “Prodromal AD” for IWG-AD criteria), irrespective of whether their cognitive impairment is progressive and will lead to dementia. The main difference between the two frameworks is that, according to the NIA-AA criteria one can have AD without cognitive symptoms (preclinical AD stage 1-2) whereas, according to the IWG criteria, people without symptoms can only be labelled as “at risk for AD”.|
|United States 63||Use of biomarkers not is recommended for clinical diagnosis|
|It is recommended that people with MCI should be carefully monitored|
|For patients suspected to have MCI, clinicians who lack the necessary experience should refer these patients to a specialist with experience in cognition|
|Physician should inform the individuals about scientific limits of tests|
|Canada 64||Use of biomarkers not is recommended for clinical diagnosis|
|Persons with MCI should be carefully monitored|
|People with MCI should be encouraged to follow appropriate lifestyles|
|Persons with MCI should not be labelled as having early AD|
|Germany 65,66||Use of biomarkers not is recommended for clinical diagnosis|
|If person with MCI asks for risk assessment, physician can direct the person and family to research centers|
|Physician should inform the individuals about scientific limits of tests, possibility and treatment options|
|Handling to biomarkers is left to physicians|
|Italy 61,62||Amyloid-PET is not recommended for asymptomatic individuals, even in the presence of family history of dementia and / or who have one or two ε4 alleles of apolipoprotein E (APOE4)|
|CSF biomarkers should not be considered a routine test|
|The study of CSF biomarkers in cognitively normal subjects or in patients who meet the criteria for probable AD is not recommended|
|Use of biomarkers in individuals asymptomatic or patients with subjective cognitive impairment, which do not satisfy the criteria for MCI, or in individuals at risk (e.g. mutation carriers genetics, family history of Alzheimer’s, ApoE4) should be limited to the scope of research|
|MCI: mild cognitive impairment; CSF: cerebrospinal fluid; amyloid-PET: amyloid-positron emission tomography scanning|
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